-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ObJaPyxbXCWLq3eE2H/SuDOOzykMllJscVYgNfPrKGB+SQsNS032RcLeJQxXb5B6 p37vXqPt2oq4xp3KrB3Q6g== 0000912057-97-004933.txt : 19970222 0000912057-97-004933.hdr.sgml : 19970222 ACCESSION NUMBER: 0000912057-97-004933 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEALTH FITNESS PHYSICAL THERAPY INC CENTRAL INDEX KEY: 0000886432 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 411580506 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46567 FILM NUMBER: 97529899 BUSINESS ADDRESS: STREET 1: 3500 W 80TH ST STREET 2: STE 130 CITY: BLOOMINGTON STATE: MN ZIP: 55431 BUSINESS PHONE: 6128316830 MAIL ADDRESS: STREET 2: 3500 WEST 80TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55431 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OKABENA PARTNERSHIP K CENTRAL INDEX KEY: 0000904863 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 5140 NORWEST CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4133 BUSINESS PHONE: 6123397151 MAIL ADDRESS: STREET 1: 5140 NORWEST CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 SC 13D/A 1 SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Amendment No. 5)* Under the Securities Exchange Act of 1934* Health Fitness Physical Therapy, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 42217V102 - -------------------------------------------------------------------------------- (CUSIP Number) Gary S. Kohler, Vice President Okabena Investment Services, Inc. 5140 Norwest Center 90 South Seventh Street, Minneapolis, MN 55402 (612) 339-7151 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to receive Notices and Communications) February 5, 1997 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of less than five percent of such class. See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page should be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 pages CUSIP No. 42217V102 13D Page 2 of 4 Pages --------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons Okabena Partnership K, a Minnesota general partnership 41-1642281 - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /x/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Source of Funds* WC - ------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) / / N/A - ------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Minnesota - ------------------------------------------------------------------------------- Number of Shares (7) Sole Voting Power 424,656 shares Beneficially Owned by Each Reporting -------------------------------------------------- Person With (8) Shared Voting Power 0 shares -------------------------------------------------- (9) Sole Dispositive Power 424,656 shares -------------------------------------------------- (10) Shared Dispositive Power 0 shares - ------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 424,656 shares - ------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* / / N/A - ------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 5.7% - ------------------------------------------------------------------------------- (14) Type of Reporting Person* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! SCHEDULE 13D This Amendment No. 5 amends the original Schedule 13D filed August 10, 1995, Amendment No. 1 filed October 10, 1995, Amendment No. 2 filed April 12, 1996, Amendment No. 3 filed April 23, 1996 and Amendment No. 4 filed August 6, 1996. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5 is amended as follows: See Schedule 13D Statement cover page, rows (7) through (11) inclusive and row (13). According to the Issuer's Form 10-Q for the quarter ended September 30, 1996, at November 11, 1996 it had 7,154,376 shares outstanding. When adjusted for the 250,000 previously reported warrants owned by the Reporting Person, in accordance with Rule 13-(d)(1)(i), the calculation herein is based on 7,404,376 shares. The Reporting Person has engaged in the following open market transactions since the date of its filing of Amendment No. 4 to Schedule 13D. Date of Sale Number of Shares Sold Price ------------ --------------------- ----- 1-2-97 1,200 $3.00 1-9-97 25,000 2.63 1-27-97 10,000 2.69 1-27-97 2,000 2.75 2-5-97 10,000 2.69 Except as set forth above, there have been no other transactions in the common stock of the Issuer that were effected during the last sixty days by the persons named in Item 2 to the original Schedule 13D Statement. Page 3 of 4 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 1997 OKABENA PARTNERSHIP K By: Okabena Investment Services, Inc. Its: Managing Partner By: /s/ Gary S. Kohler ----------------------------------- Gary S. Kohler, Vice President Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----